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UC DAVIS: Information and Educational Technology

January 8, 2004

DEANS, DIRECTORS, DEPARTMENT CHAIRS, AND CAMPUS ADMINISTRATIVE OFFICERS

Subject: New Federal Law for Commercial Electronic Mail Messages

In late December 2003, the federal CAN-SPAM Act of 2003 (Controlling 
the Assault of Non-Solicited Pornography and Marketing) was signed 
into law.
This new law preempts most of the California anti-spam laws and 
became effective on January 1, 2004. (To access a copy of the Act, 
see
http://security.ucdavis.edu/can_spam.cfm.) 

The CAN-SPAM Act applies to commercial electronic mail messages. The 
law defines such messages as electronic mail whose primary purpose 
is to communicate a commercial advertisement or promote a commercial 
product or service. The law applies equally to broadly sent 
electronic mail messages and to single email messages. It is 
expected that the Federal Trade Commission (FTC) will clarify the 
definition of “primary purpose” and further define implementing 
regulations in the near future.

Although the FTC regulations will not be immediately available, 
campus units have an obligation to ensure electronic mail messages 
comply with the new law. In particular, the following guidelines 
should be adhered to for all university electronic mail messages 
whose primary intent is to interest the recipient in procuring a 
product or service:

- Include in the message an option for the recipient to choose not 
to receive future related electronic mail messages. The recipient 
must be given a 30 day opportunity to make this decision. The 30 day 
period starts from the transmittal date of the message.
- Include a mechanism for the recipient to exercise a non-
participatory choice. The opportunity to opt out must remain in 
effect for 30 days.
- Honor a recipient’s request to cease being sent future related 
email within 10 days of receiving a non-participation request.
- Clearly identify any advertisement or solicitations within the 
message.
- Include a valid physical postal address of the sender within the 
message.

The CAN-SPAM Act exempts some electronic mail messages from the 
above provisions. These messages may: 

- Relate to the facilitation, completion or confirmation of a 
previously agreed upon commercial transaction between the sender and 
the recipient.
- Provide warranty information.
- Provide notifications in the context of ongoing commercial 
relationships, such as subscriptions and accounts.
- Provide account information.
- Provide employment information. 
Additional information about the CAN-SPAM Act and what it means for 
senders and recipients of commercial email is available on the 
Computer and Network Security Web Site 
(http://security.ucdavis.edu/can_spam.cfm).

If you have any questions regarding this new law, please contact 
Steve Drown or Deborah Allison in the Office of the Campus Counsel.

John Bruno

Vice Provost, Information and Educational Technology

04-005



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